3110 Delaware Ave, Kenmore, NY 14217 (716) 803-8166  •  info@mackaylawoffice.com

Mental Health and Drug Diversion Programs in New York Criminal Cases

If you’re facing criminal charges and have a documented (or even undiagnosed) mental illness, you may be eligible for a mental health diversion program—a court-supervised alternative to traditional prosecution and incarceration. Instead of going to trial and potentially serving jail time, you can participate in a treatment program that addresses the underlying mental health issues driving your criminal behavior.

This page explains mental health diversion programs, eligibility requirements, how to access them, and the benefits they offer.

What Are Mental Health Diversion Programs?

Mental health diversion programs (also called “Mental Health Courts” or “problem-solving courts”) are specialized court programs that address the root causes of criminal behavior—particularly mental illness. Instead of prosecution and incarceration, you participate in a treatment-focused program while under court supervision. In many problem-solving courts, you plead guilty to a charge you are facing and work your way down to a reduced charge or better promised sentence through compliance with the court’s conditions and positive progress toward treatment.

The Goal

Mental health diversion programs aim to: provide mental health treatment instead of punishment, address underlying causes of criminal behavior, prevent recidivism through treatment and support, avoid conviction and incarceration, and integrate you successfully back into the community.

Eligibility for Mental Health Diversion

Basic Requirements

To be eligible for mental health diversion, you must have a documented mental illness diagnosed by a qualified mental health professional (not minor issues like adjustment disorder; typically serious mental illness). The offense must be related to your mental illness—the criminal behavior stems from or is substantially affected by your mental health condition. You must consent to participation—you voluntarily agree to enter the program. You must not be charged with a violent felony (murder, rape, robbery, assault felonies, and similar violent crimes). Sex crimes are also typically excluded.

Charges Where Diversion Is Available

Mental health diversion is generally available for: misdemeanors (shoplifting, trespassing, disorderly conduct, etc.), non-violent felonies (drug possession, theft, criminal mischief, etc.), and lower-level felonies where the mental health connection is clear. Violent felonies can only enter diversion programs with the consent of the prosecutor.

Types of Mental Illness Qualifying for Diversion

Typically qualifying conditions include: schizophrenia spectrum disorders, bipolar disorder, major depression (severe, treatment-resistant), PTSD (particularly in veterans), personality disorders (if significantly impairing), and serious anxiety disorders (in some cases). Substance abuse alone (unless co-occurring with mental illness), minor mental health issues, or personality quirks are typically not qualifying. However, substance abuse may qualify for admission to a separate “drug court” that works the same way mental health courts work.

The Mental Health Diversion Process

Step 1: Early Identification

At your arraignment or early in the case, your attorney identifies that you have a documented or apparent mental health condition, the criminal behavior is connected to that condition, and you might be eligible for diversion.

Step 2: Your Attorney Raises the Possibility

Your attorney discusses the program with both the prosecutor and the judge at court. Early engagement is critical—the sooner mental health concerns are raised, the better.

Step 3: Mental Health Evaluation

If the prosecutor and judge agree to consider diversion, a court-appointed or private mental health professional evaluates you to: confirm mental illness diagnosis, assess treatment needs and options, evaluate your amenability to treatment, assess risk and public safety concerns, and develop a treatment plan.

Step 4: Prosecutor Agreement

The prosecutor must agree to divert the case. Some prosecutors are receptive; others are more resistant. This depends on: severity of the charges, your criminal history, strength of the case, and prosecutor’s philosophy on diversion.

Step 5: Judge Approval

The judge must approve your entry into the program. Judges have discretion and will consider: the evaluation results, your consent to participate, public safety, and whether diversion is appropriate.

Step 6: Program Entry and Treatment

If approved, charges are typically dismissed or held in abeyance (suspended pending your performance), and you enter the program: begin mental health treatment (therapy, medication, etc.), have regular check-ins with a case manager, make court appearances before the diversion judge (monthly or more frequent), and comply with treatment requirements.

Step 7: Successful Completion

Upon successful completion of the program (typically 12-24 months): charges are dismissed or reduced, or you may receive a more favorable sentence that was promised. Hopefully, by this time you will be better equipped to handle mental health challenges.

Components of Mental Health Diversion Programs

Mental health treatment includes: individual therapy/counseling (1-on-1 sessions with a therapist), psychiatric care (medication management, psychiatric evaluation), group therapy (peer support and shared learning), crisis intervention (immediate support during mental health emergencies), and treatment plan development (personalized treatment goals and strategies). Court supervision includes: judicial check-ins (regular court appearances before the judge), compliance monitoring (judge reviews treatment progress), incentives and sanctions (praise for compliance, warnings or brief jail stays for non-compliance), and flexibility (judges can adjust requirements as needed). Support services include: case manager coordination (one person coordinates all services), housing support (help finding stable housing), employment assistance (job training, placement help), benefits assistance (help accessing social security, Medicaid, etc.), substance abuse services (if co-occurring substance abuse issues), and family support (counseling and education for family members).

What If You Fail the Program?

If you fail to comply with the program (miss appointments, stop treatment, pick up new charges), you may be terminated. First offense: warning or brief jail stay; opportunity to comply. Repeated violations: gradual escalation of sanctions. Serious violation: termination from program and prosecution for original charges. However, judges are often patient and work with participants. Missing one appointment doesn’t automatically end the program. The program is designed to help, and judges know mental illness can create compliance challenges.

Frequently Asked Questions About Mental Health Diversion

Does my mental illness have to be the only cause of the crime?

No. The mental illness doesn’t have to be the sole cause, but it must be substantially connected to the criminal behavior. For example, if you have schizophrenia and were arrested for trespassing while experiencing psychotic symptoms, that’s a strong connection. If you have depression and committed theft for financial gain, the connection is weaker.

Will diversion appear on my criminal record?

If you successfully complete the program, the charges are reduced. This means the original, more serious charge(s) won’t appear on background checks for employment or housing. However, law enforcement and courts can still access sealed records.

Will I lose my right to possess firearms?

This depends on the program outcome. If charges are dismissed and sealed, the firearms prohibition may or may not apply. However, some mental health diagnoses (like being involuntarily committed) may trigger separate firearm restrictions under federal law.

Can I refuse the program?

Yes. Entry into mental health diversion requires your consent. You cannot be forced into the program. However, if you decline and proceed to trial, you face potential conviction and incarceration, which may be harsher than the program.

Mental Health Diversion vs. Traditional Prosecution

Key Differences

Why You Need an Attorney to Access Diversion

An experienced attorney is essential to accessing mental health diversion: Your attorney spots mental health issues and opportunities for diversion. Your attorney advocates with the prosecutor and judge to consider diversion. Your attorney helps arrange and prepare for mental health evaluation. Your attorney negotiates favorable program terms. Your attorney remains involved during the program to support your success.

Contact Parker MacKay for Mental Health Diversion

If you’re facing criminal charges and have a mental health condition, contact Parker MacKay immediately to discuss whether mental health diversion might be available. The earlier you raise this issue, the better your chances of accessing this potentially life-changing program.

Related Pages

This page is for informational purposes only and does not constitute legal advice. Every case is unique. Consult with a qualified New York criminal defense attorney for legal advice on your specific situation.

Ready to Discuss Your Case?

Whether you are facing criminal charges, a complex business dispute, or need to protect a hard-won result on appeal, we bring the trial-tested experience your case demands.

Call Us
Visit Us
3110 Delaware Ave, Kenmore, NY 14217

Send a Confidential Message

Although confidential, the sending of any message by this website form does not create an attorney-client relationship.